Investment Banking

  • The H. C. Wainwright team has been the leader in the PIPE (private investment in public equity) and RD (registered direct offering) transaction markets. According to Sagient Research Systems, our team has been ranked the #1 Placement Agent in terms of the aggregate number of PIPE and RD transactions cumulatively since 1998.
  • Our specialized Investment Banking team provides advice, creates structures, and efficiently executes various transactions, including equity offerings, debt issuances, and derivative transactions.
  • Our capital raising services are focused and backed with a high degree of diligence, supported by team ownership and a hands-on management scheme.
  • We are in-step and compliant with modern finance nuances, regulations, and best-practices.
  • Client needs are met with a strategic outlay and a global perspective with an eye towards significantly surpassing expectation.

For more information, please contact Mark W. Viklund, CEO, at 212.356.0500.

For more information on the Sagient Research Systems study and rankings, please click here.

According to Sagient Research Systems, H.C. Wainwright’s team is ranked the #1 Placement Agent in terms of aggregate PIPE and RD transactions cumulatively since 1998.

Our Services

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